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Self-regulatory organization
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#	Item
671	Template for 19b-4 and Submittal Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-22 15:56:28 U.S. Securities and Exchange Commission Self-regulatory organization Economy of the United States Financial system Chicago Board Options Exchange Financial regulation Securities Exchange Act
672	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-06 15:25:45 New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Futures contract Federal Rules of Civil Procedure Self-regulatory organization Financial system Financial economics Finance United States Securities and Exchange Commission Financial regulation NYSE Arca
673	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 3, 2004 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-05 17:00:17 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial Industry Regulatory Authority Self-regulatory organization Financial system Economy of the United States World Group Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission
674	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]November 23, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-24 10:49:04 Securities Exchange Act Self-regulatory organization PCX U.S. Securities and Exchange Commission Financial system Economy of the United States United States securities law Financial regulation Financial Industry Regulatory Authority
675	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-30 14:12:27 Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Self-regulatory organization Broker-dealer Securities and Exchange Commission Security United States securities law Financial economics Financial system
676	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:06:51 Securities Exchange Act Financial regulation New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization Economy of the United States United States United States Securities and Exchange Commission 73rd United States Congress United States securities law
677	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-22 14:21:33 Securities Exchange Act SEC filings Financial regulation U.S. Securities and Exchange Commission Self-regulatory organization Government Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
678	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-04 16:44:44 Financial economics United States Securities and Exchange Commission United States securities law Short selling Economy of the United States New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial regulation Business Financial system
679	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]November 10, 2004 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-12 15:52:38 Financial regulation Securities Exchange Act Financial economics U.S. Securities and Exchange Commission Self-regulatory organization Financial Industry Regulatory Authority Financial system Securities regulation in the United States World Group Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission
680	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Rule 600, Relating to Arbitration; Rel. No[removed], File No. SR-NYSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-19 17:36:48 United States Securities and Exchange Commission Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange Arbitration Financial regulation Law United States United States securities law 73rd United States Congress Securities Exchange Act

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